1
Passages from Don Quijote have been taken from the edition by Martín de Riquer; translations are mine.
2
Previous studies of enchantment in
Don Quijote have not related it to
theories of perception or knowledge nor attempted to interpret enchantment in
broad, figurative terms as we do, by regarding it as a metaphor for
epistemological realism. Actually, they have tended to be descriptions instead
of interpretations. If Ortega y Gasset's brief observations on windmills had
touched on the subject of enchantment instead of being confined to illusion,
they would be an exception in this regard. He sees Don Quijote's
«abnormality» to be the normal, human, cultural tendency to assign
a sense to things regardless of their materiality (pp. 143-44). Castro does not
explore the enchantment motif separately or analyze it in any detail. When he
does refer to it, he sees it as a means Cervantes used to introduce the theme
of the fallibility of the senses and the possibility of appearances being
interpreted differently by different individuals, i.e., as supporting the
ambiguous and relativistic conception of truth that he considers fundamental to
the novel as a whole (pp. 83, 390). Spitzer, like Castro, sees enchantment as
the condition for Don Quijote's seeing things differently from others and,
hence, as expressing the «perspectivism» advanced by Castro. He
also sees Don Quijote's tendency to substitute fantasies for a monotonous and
limited reality as expressing a healthy and heroic, although unrealistic,
rebellion against the established order (pp. 306, 292-93). Navarro
González sees the concept of «evil enchanters» as
functioning to allow quixotic belief to be sustained (p. 278). Likewise,
Predmore characterizes enchantment in the
Quijote as being the principle by which
Don Quijote explains to himself the disturbing fact that people and things seem
so often to be what they really are; hence, it is a means of maintaining his
illusions and of explaining that for which he has no explanation (pp. 67-68,
77). Avalle-Arce, on the contrary, sees enchantment as an intrusion that
threatens Don Quijote's willfully created ideal vision of the world (p. 374).
El Saffar regards enchantment as the means Don Quijote uses to protect what she
terms his sanity as he becomes increasingly confused at his inability to rely
on sense-perception and reason to explain the strange incidents that befall him
(p. 111). Ihrie distinguishes between enchantment in Part I, where it expresses
Don Quijote's assurance that his mistaken sense perceptions are accurate, and
Part II, where they are the means whereby he discounts accurate sense
perceptions as being mistaken (pp. 59-60). Like Navarro-González and
Predmore, Mancing considers enchantment in the
Quijote to be a way for Don Quijote to
rationalize his defeats and thus to sustain his chivalric vision (p. 46).
Williamson recognizes that Don Quijote's madness does not involve a crude
distortion of visual perception and sees his distortions (presumably what Don
Quijote would attribute to enchantment) as «a kind of perverse misreading
of everyday situations caused by a desire to make them fit his chivalric
obsession». Believing things to be superior to their actual appearances,
Don Quijote seeks «to identify the romance potential concealed within
the humdrum reality he is forced to live in so as to draw it out for others to
see»
(pp. 96-97). Eisenberg notes that because of Don
Quijote's insistence that enchantment changes appearances, it is impossible to
convince him that he is in error, just as it is impossible to determine whether
what one sees is reality or the product of enchanters' distortions (pp. 171,
173).
3
Francisco Márquez-Villanueva, «La locura emblemática en la segunda parte del Quijote», Cervantes and the Renaissance. Ed. Michael D. McGaha (Easton, Pennsylvania: Juan de la Cuesta, 1980), p. 106.
4
See Kristeller,
Studies, Chapter 4, «The Scholastic
Background of Marsilio Ficino» (pp. 35-97). Also, in
Renaissance Thought Kristeller goes to
considerable lengths to draw attention to modern scholarship's fallacy of not
recognizing the presence of a flourishing tradition of Aristotelianism
throughout the Renaissance period (pp. 33-47, 50-57, 61, 114-16), pointing out
that Neoplatonism itself was a synthesis of Platonism, Aristotelianism, and
stoicism (p. 51). He writes, «We have learned through recent studies
that the chief progress made during the latter fourteenth century in the fields
of logic and natural philosophy was due to the Aristotelian, and more
specifically, to the Occamist school at Paris and Oxford. During the fifteenth
and sixteenth centuries, university instruction in the philosophical
disciplines continued everywhere to be based on the works of Aristotle;
consequently, most professional teachers of philosophy followed the
Aristotelian tradition, used its terminology and method, discussed its
problems, and composed commentaries and questions on Aristotle»
.
Kristeller attributes the emphasis on the importance of Neoplatonism and the
neglect of Aristotelianism to historians' tendency to, like journalists,
«concentrate on news and to forget that there is a complex and broad
situation which remained unaffected by the events of the moment»
(p. 34). In advancing the view that Platonist and Aristotelian
influences coexist in Cervantes's writing, we do not, however, wish to suggest
that Renaissance humanists did not attack the Aristotelian-scholastic
tradition. Many of them did; on the other hand, Ficino did not (see Kristeller,
«Florentine Platonism and Its Relations with Humanism and
Scholasticism», referred to by him in
The Philosophy of Marsilio Ficino, p.
14), for Platonism and Aristotelianism coexist in his philosophy, as in
León Hebreo's
Diálogos de amor, (see Kristeller
The Philosophy of Marsilio Ficino 236 and
Hebreo 314). Also, according to Hamlyn, the empiricist theory of knowledge
developed by Aquinas is incorrectly attributed to Aristotle. Hamlyn points out
that in
De anima the context of Aristotle's
discussion of sense-perception has been misinterpreted, since (unlike that of
Plato) it is not epistemological but is intended to elucidate concepts of the
philosophy of mind (that the acquisition of intellectual knowledge, like
sense-perception, is a process from potentiality to actuality: see Hamlyn
17-18). Hamlyn's observations would seem to provide additional evidence for the
view that there is less of an antagonism between Plato and Aristotle on
epistemological concerns than is commonly thought.
5
Some critics have felt that the preference expressed in this passage by the unnamed knight and friend of Darinto for the latter, Aristotelian theory over the Platonist theory can be identified with a preference on Cervantes's part, but such a view is pure speculation.
6
See Forcione 13 for bibliography on criticisms of the books of chivalry, as well as his discussion on pp. 13-27.
7
On moral value-being's independence of realizability in a volitional act, see Scheler 348-50.
8
Américo Castro has proven that Cervantes was
influenced by the Neoplatonist theories of Bembo, Erasmus, and Castiglione (pp.
85-90). What evidence is there that Cervantes was familiar with
Aristotelian-Thomist epistemological theories distinguishing between
sense-experience and intelligibility and could have had them in mind when he
elaborated Don Quijote's ideas on the subject of enchantment? In general, the
premises of the present study are consistent with Forcione's thesis that
through the figure of Don Quijote (his ideas and actions), Cervantes sought
«the liberation of art from the mimetic theories that dominated the
mainstream of literary theorizing of the sixteenth century»
(p.
121) and that were based on a misreading of Aristotle's
Poetics (pp. 45-48, 346). In the
Poetics Aristotle distinguishes between a
historical and factual truth (the proper subject of historiography) and an
ideal, aesthetic truth (the proper subject of poetry). Thus, even if Cervantes
had not had access to the details of Aristotle's ideas on epistemology, the
concept of a creative mental activity that is independent of the factuality of
sense-data would have been present to him. However, it is more than likely that
Cervantes was well aware of the theories of perception of Aristotle and
Aquinas. Whereas Américo Castro, for example, felt the need to document
probable traces and definite evidence of Neoplatonic thought in Cervantes's
writings, in Renaissance Spain «la
filosofía aristotélica predomina ampliamente sobre la
platónica»
(«Aristotelian
philosophy predominates widely over Platonic philosophy»: Fraile I,
231). Aristotelianism was the official philosophy in sixteenth-century
Spain (Abellán 173). It would have been difficult for Cervantes not to
know about such theories, even if his knowledge came more from conversations
than from reading. There can be no doubt that he was interested in the subject.
Yet his knowledge may well have come from reading as well. There is a reference
in the
Quijote (I, 47) to the
Súmulas by Gaspar Cardillo de
Villapando, an important textbook in Spanish universities. The «Súmulas» is not a discussion of
De anima but a presentation of
Aristotle's theories in logic; however, the same author wrote a commentary on
Aristotle's
De anima entitled
Apologia Aristotelica adversus eos, qui aiunt
sensisee animam cum corpore extingui published in Alcalá in 1560
and in 1569 (Solana 112-16, Díaz-Díaz 146-47, Abellán
176-79). Yet the most famous commentator on Aristotle's
De anima was Pedro Martínez Brea,
who published his
In libros tres Aristotelis De anima
Commentarii in Sigüenza in 1575. Let us recall that Castro (p. 106)
believes Cervantes to have had a good command of Latin. Martínez de Brea
«señala las diferencias entre el apetito
sensitivo, que sólo atiende al tiempo presente, y otro intelectivo que
atiende al presente, pasado y futuro»
(«points out the differences between the sensory inclination, which
only notices the present, and the other, intellective inclination, which
notices present, past and future»
: Abellán
179-80). Even if Cervantes had not read or heard of the epistemological
theories attributed directly to works by Aristotle, he was sure to have heard
about or read Thomas Aquinas's important elaboration. The sixteenth century was
the golden age of Thomism both in Spain and Italy. The principal faculty
positions in theology were reserved by universities (even in Alcalá de
Henares) for the teaching of Thomist doctrine. As Bell observes, at the time
«those obstinate questionings of sense and outward things were in the
air of Europe»
(p. 118). Cervantes did not use
philosophical terminology or explicitly broach the issues discussed in this
study: he used the language of fiction. As Américo Castro notes,
«Cervantes was not a philosopher, but dramatized in his works,
especially in the
Quijote, one of the central problems
that caused unrest in modern thought in the dawn of the formation of the great
systems»
( p. 89, my translation). With a perspective
different from our own, Robert Felkel has published an interesting article in
which he argues that Don Quijote's «madness» is a paradigm of
intellection's failure due to deficiencies in sensory perception and the
associated processes as they are described in Aristotelian-Thomist theories of
perception («Aristóteles, Santo Tomás y la
percepción sensorial en el
Quijote»).
9
For a discussion of the relation between ethical and aesthetic values, of how there is a series of aesthetic qualities that are bound to the ethical conduct of persons and are conditioned by it, see Hartmann 2, 403-405.
10
In the concluding observations of his book
The Aesthetics of Thomas Aquinas, Umberto
Eco points out, in general terms, some of the connections between scholasticism
and structuralism. Among his comments are the following: «In fact the
claim of Scholastic thought is that it does resolve the real into explanatory
models -except that these models are believed to be features of reality, not
just constructs of the intellect. Still, in medieval disputes about universals,
the opposition between nominalism and conceptualism was expressed in terms
similar to those used nowadays in Structuralism. It is not altogether clear
whether Structuralism would persevere to the end in denying an ontological
significance to their epistemological models. At all events, both the
Scholastics and the Structuralists engage in inquiries based upon the notion of
universals... It is not by chance that one of the most important issues in
contemporary Structuralism is the investigation of linguistic universals. It
matters little that these are universals of human psychology and are therefore
brain structures, not Platonic universals. More important is the final outcome
of this debate, namely the reaffirmation of an atemporality in the structures
of the mind...»
(pp. 217-18). I am indebted to Leo
Cabranes Grant for knowledge of this reference.